Compliance leadership that regulators, boards, bank partners and investors trust.
Reynolds Advisory provides compliance consulting and interim and fractional Chief Compliance Officer leadership to banks, fintechs and payments companies. Founder Babette Reynolds also serves personally on fintech, regtech and payments company boards and is available for independent director roles.
Three ways to work together
Compliance Consulting
Consent order, MRA and MOU remediation; program design, monitoring and testing; regtech and AI strategy; bank partnership and charter readiness.
Explore consulting →Interim & Fractional CCO
An experienced Chief Compliance Officer or Chief Risk Officer in the seat quickly, full-time for a defined period or part-time for as long as you need.
Explore interim leadership →Board Roles with Babette Reynolds
Babette serves in her own name on the advisory boards of fintech, regtech and payments companies, and is available for independent or non-executive director, risk and compliance committee and advisory board roles at banks, fintechs and payments companies.
Explore board roles →Built for regulated finance and the people who invest in it
Banks and financial institutions
CEOs, presidents, chairs and chief risk officers at banks, capital markets firms and financial exchanges.
Fintech, payments and blockchain
Founders, CEOs and chairs of growth-stage companies, including Series B to D, building toward bank partnerships, licenses and scale.
Venture capital and private equity
Managing partners, partners and operating partners who need board-ready governance and compliance across their portfolios.
Serving clients across the U.S., Canada, the UK and Europe.
Results regulators recognize
years in compliance, financial crimes and risk leadership
OCC, FRB and state consent orders, MRAs and MOUs at Bank of America, Citi, MUFG and Wise
compliance monitoring and testing built, with the program redesigned for compliant growth
fintech and regtech advisory boards on which Babette serves today
Licensed attorney, former Chief Compliance Officer and former U.S. Army Intelligence Officer
Babette has spent her career on the hardest problems in regulated finance: closing enforcement actions, building programs from scratch and advising boards on risk.
